Regulatory Compliance Representative Engagements

Secura’s Regulatory Consulting Representative Engagements include:

• Anti-Money Laundering Issues in Foreign Banking
• Anti-Money Laundering Programs
• Bank Secrecy Act
• Bank Secrecy Act/Anti-Money Laundering (BSA/AML)
  • $8 billion asset national bank
  • $1 billion asset foreign owned community bank
  • $500 million asset foreign owned community bank
  • $19 billion asset national bank
  • $200 million asset foreign owned community bank
  • $3 billion asset foreign owned community bank
  • $11 billion asset bank holding company and subsidiary banks
  • BSA/AML assistance for a money transmitter business
• Community Reinvestment Act
• Compliance Risk Management Initiatives
• Compliance Training
• Fair Lending
• Fair Lending Statistical Analysis
• Home Mortgage Disclosure Act (HMDA)
  • $9 billion asset mortgage company
  • $220 billion asset foreign owned holding company and subsidiary banks
  • $175 million asset national bank
• In-House Compliance Programs
• Outsourcing
• Pre-Examination Review
• Regulatory Directives
• Subprime Lending Issues
• Validation of Consumer Scoring Models